California Department of Financial Protection and Innovation Forms

This form is used for providing notice of an exchange transaction or entity conversion in accordance with Corporations Code Section 25103(H) in the state of California.

This form is used for the facing page of document DFPI-260.110 in the state of California.

This form is used for applying for qualification by coordination in California.

This Form is used for applying for qualification of issuer transactions by notification in California. It provides instructions for completing and submitting Form DFPI-260.112.

This form is used for applying for qualification of recapitalizations and reorganizations in California under Section 260.121.

This form is used for notifying the California Commissioner of Financial Protection and Innovation about a transaction under Rule 260.105.33 and/or Rule 260.105.34 of the Corporate Securities Law of 1968 in California.

This Form is used for the qualification of nonissuer transactions by notification in California.

This document provides the guidelines and standards for Contractual Periodic Payment Plans in California.

This form is used for notifying the release of securities from an escrow account in the state of California. It is important for documenting the completion of a financial transaction.

This form is used for submitting a semi-annual report as required by Section 25146 of the Corporate Securities Law of 1968 in the state of California. It is specific to corporate securities and serves as a means for compliance and reporting purposes.

This type of document is an Application for Consent to Transfer Securities in California. It is used for obtaining permission to transfer securities under Section 25151 of the Corporate Securities Law of 1968.

This form is used for providing a statement by the transferee when applying for consent to transfer securities that are subject to a legend or escrow condition in California.

This form is used for providing consent to accept legal documents on behalf of a business or individual in California.

This form is used for calculating the minimum financial requirements for businesses in the state of California. It helps businesses determine if they meet the financial criteria set by the Department of Financial Protection and Innovation (DFPI).

This form is used for applying for approval as to the form of an offer to repurchase a security under subdivision (B) of Section 25507 of the Corporate Securities Law of 1968 in the state of California.

This Form is used for notifying the issuance of shares according to specific provisions of the California Corporations Code or regulations.

This Form is used for applying for registration as a Bona Fide Nonprofit Affordable Housing Organization in California. It provides instructions on how to complete the application process.

This form is used for applying to have certain conditions lifted that were imposed under the Corporate Securities Law of 1968 in California.

This document is used for applying for registration as a Bona Fide Nonprofit Affordable Housing Organization in California.

This form is used for providing notice of exemption from the Franchise Investment Law under specific sections of the California Corporations Code.

This Form is used for providing notice of a transaction that is exempt under Corporations Code Section 31106 in the state of California.

This document is used for reporting negotiated sales that are exempt under Section 31109.1 of the California Corporations Code.

This form is used for giving notice of a negotiated sale of a franchise under the California Franchise Investment Law.

This Form is used for renewing franchise registrations in the state of California.

This form is used for granting permission to receive legal documents in California. It ensures that individuals or businesses are aware of any legal actions taken against them within the state.

This document is used for verifying certain information in the state of California.

This form is used for obtaining a surety bond in the state of California. It is used to provide financial protection in case of non-performance of a contract or other obligations.

This form is used for authorizing the release of information for money transmitters in California.

This document provides instructions for completing Form DFPI-505 Schedule T, which is used for reporting fiduciary and related services in the state of California. It guides you through the process of filling out the form accurately and provides information on the requirements and obligations associated with reporting these services.

This Form is used for applying for approval to form a credit union in the state of California.

This Form is used for individuals or entities in California to apply for authorization to invest in a corporation.

This Form is used for reporting the applicable minimum amount under California law.

This form is used for applying as an exempt nonprofit organization in California, in accordance with Financial Code Section 22066(C)(4).

This form is used for providing notice of partnering organization according to Section 22066 (D)(4) of the Financial Code in California.